Third-Party Compliance Screening

AI filters false-positive alerts in UBS internal know-your-customer checks.

Business impact

• False-positive alerts — UBS uses AI to filter false-positive negative-news alerts, including alerts caused by people sharing a name.

Data requirements

• Negative-news alerts (text) — The system works on news-based alert content in KYC screening.
• Customer identity data — Shared names are part of the false-positive problem the screening has to handle.

AI methods and techniques

• Classification — The system separates likely true matches from false-positive negative-news alerts.

Industries

Real-world evidence

2 documented case studies on record.

Companies using this: Mitsubishi Electric, UBS.